FSA authorisation

Obtaining FSA authorisation for the business and its controllers is often the initial priority. Preparing FSA application packs that meet with the regulator’s strict requirements can reduce the timescale for obtaining approval by several months.

Not only does Haslers provide the required auditing role in signing off applications, but we also offer advice on other areas of the application process, working with legal advisers where necessary.

FSA clients

Haslers advises many businesses regulated by the Financial Services and Markets Act 2000. In this capacity, we aim to exceed our clients’ expectations by combining our expertise from various disciplines which deal with the financial services sector to offer clients a high quality, fully-integrated service.

We advise a wide variety of FSA regulated firms, including:

• General insurance brokers – non-regulated products
• Independent financial advisors
• Travel agents
• Motor trade

Awareness is key

We have an in-depth knowledge of the financial services sector, with experience of working with clients on wide-ranging compliance and regulatory matters, informing them of the various influences and changes affecting the marketplace.

For more information, please contact Laurence Jacobs.

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