FSA Regulated Companies
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Haslers advises many businesses regulated by the Financial Services and Markets Act 2000. All our accountancy and business services experts provide the FSA sector with the highest quality service.
FSA authorisation
Obtaining FSA authorisation for the business and its controllers is often the initial priority. Preparing FSA application packs that meet with the regulator´s strict requirements can reduce the timescale for obtaining approval by several months. Not only does Haslers provide the required auditing role in signing off applications but also offers advice on other areas of the application process, working with legal advisers where necessary.
FSA Clients
Haslers advises many businesses regulated by the Financial Services and Markets Act 2000. In this capacity, we aim to exceed our clients´ expectations by combining our expertise from various disciplines who deal with the financial services sector to offer clients a high quality, fully integrated service.
We advise a wide variety of FSA regulated sectors including:
- General Insurance Brokers — non-regulated products
- Independent Financial Advisors
- Travel Agents
- Motor Trade
Awareness is key
We have an in-depth knowledge of the financial services sector with experience of working with clients on wide ranging compliance and regulatory matters, informing our clients on the various influences and changes affecting the market place.
Related Departments
Wealth Management
Haslers Corporate Finance LLP
Business Services Group
Haslers Tax Consultancy
Related Profiles
Laurence Jacobs FCA - Business Services Group Operations Partner
Jon O'Shea FCCA ATII - Tax Partner
